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Shantanu Mitra

Shantanu Mitra - Partner (Capital Markets & Securities)

Shantanu Mitra |

Partner (Capital Markets & Securities)

Shantanu Mitra is an Advocate with over sixteen (16) years of experience in Securities Laws, Capital Markets, Regulatory, White Collar Crime & Investigations and Corporate & Commercial Practices.

Shantanu has invaluable experience as a legal advisor with the Securities and Exchange Board of India (“SEBI“) where he was involved with the investigations of securities law violations and securities fraud. He has also extensively represented SEBI and other frontline regulatory authorities and securities markets intermediaries before the Hon’ble Supreme Court of India, the Hon’ble Bombay High Court and the Hon’ble Securities Appellate Tribunal.

Shantanu specializes in interfacing with regulatory authorities like SEBI, CCI, IRDA, RBI and advises clients on their interactions with regulators for administrative, investigative and quasi-judicial proceedings and represents them before the respective appellate authorities, the High Courts and the Supreme Court of India

Shantanu is active in engaging and assisting various corporate houses in the discharge of their compliance requirements as mandated by SEBI and the exchanges. He also focuses extensively on advisory relating to mutual funds, alternate investment funds, insider trading, fraudulent and unfair trade practices and advises SEBI registered intermediaries and on issues pertaining to Mergers and Acquisitions. Shantanu has advised extensively on capital markets transactions and fundraising documentation for IPOs, Rights Issues, QIPs and registration of intermediaries with SEBI. Shantanu is also active in the establishment, funding and deployment of Alternate Investment Funds.

  • Securities Laws – Dispute Resolution
  • Equity & Debt Capital Markets
  • Regulatory Practice – Securities Laws & Anti-Trust
  • White Collar Crimes & Investigations
  • Corporate & Commercial – Transactions & Compliance
  • Financial Institutional Practice

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